The revised FMCC is effective on 18 November 2018. How ready are fund managers for achieving compliance?
This ‘At a glance’ discusses the deficiencies identified by the SFC in its circular issued on 31 August 2018 in meeting the expected regulatory standards for AML/CFT measures and controls.
Learn more about the latest financial services regulatory updates issued by the Basel Committee on Banking Supervision, the Hong Kong Monetary Authority, Hong Kong’s Securities and Futures Commission and the Insurance Authority.
The HKMA issued a circular setting out detailed requirements for online distribution and advisory platforms for non-SFO-regulated structured investment products on 24 August 2018.
Learn about the responsibilities of each MIC and what should you consider in assessing MIC compliance.
Learn more about the key financial services regulatory updates for July 2018 issued by the BCBS, the HKMA, and the SFC.
Learn more about the key financial services regulatory updates for June 2018 issued by the BCBS, the HKMA, and the SFC.
Learn more about the SFC's Guidelines on Online Distribution and Advisory Platforms for the online sale of investment products and how PwC can assist your firms in meeting the regulatory requirements.
Learn more about the key changes of the new Large Exposure framework. These rules do not only affect your risk management but also your business strategy, processes and your IT systems.
The Banking Newsletter, PwC’s analysis of China’s listed banks and the wider industry, is now in its 34th edition.
Learn more about the key financial services regulatory updates for May 2018 issued by the BCBS, the HKMA, and the SFC.
Within this guide we highlight some suggested frameworks for risk culture and risk management for players operating within the MPF industry
The SFC's recent regulatory actions highlights the need for IPO sponsors to ensure they meet regulatory obligations. Find out what are the key challenges that the IPO sponsors face and how PwC can help.
We highlight industry and tax developments from Australia, China, Hong Kong, India, Japan, Malaysia and Singapore, which may impact your asset and wealth management business.
Learn more about the key financial services regulatory updates for March and April 2018 issued by the BCBS, the HKMA, and the SFC.
On 29 March 2018, the Hong Kong Government published the Inland Revenue (Amendment) (No. 2) Ordinance 2018 in the Gazette to amend the existing tax law by extending the profits tax exemption to privately offered Hong Kong open-ended fund companies.
Stepping up the pace of digital transformation holds the key to boosting innovation, differentiation and growth. How can your business get up to speed?
Insurers are under pressure to boost growth. Where is the growth going to come from? How can they develop the ‘bionic’ capabilities to capitalise?
There’s great confidence in the asset and wealth management (AWM) industry, but also acknowledgement that times are changing. While CEOs are optimistic about growth, they’re aware of the challenges they face.
2018 marks the beginning of a new era that China further opens up its financial service sector
This short publication provides a recap of some of the most pertinent Hong Kong regulatory compliance topics that are challenging financial institutions.
IASB published IFRS 17, 'Insurance Contracts', which will replace IFRS 4 and fundamentally change the accounting by all entities that issue insurance contracts and investment contracts with discretionary participation features.
How would IFRS 17 impact the insurance industry and what does the new standard mean for insurers? This in-depth paper provides some of PwC's observations and important considerations for insurers in applying the new standard.
Matthew Phillips
China and Hong Kong Financial Services Leader
Tel: +[852] 2289 2303
Email
Marie-Anne Kong
Hong Kong Asset and Wealth Management Leader
Tel: +[852] 2289 2707
Email
Lars Nielsen
Hong Kong Insurance Leader
Tel: +[852] 2289 2722
Email
