Helen Li

Partner

Helen is a partner specialised in the Asset Management Industry Group and she also provides the advisory services for asset management clients.  She has more than 12 years of auditing and advisory experience, serving investment fund managers, advisors, fund administrators, private equity funds, hedge funds, traditional funds and Securities and Futures Commission ("SFC") authorised funds.  She is active in providing wide range of advisory services to asset management clients, including conducting internal control review work, advising regulatory compliance review for asset managers, prime brokers and other service providers.  In addition, she is also very experienced in providing the advisory services for the start up investment funds and newly established fund managers or investment advisors.

Helen was seconded to SFC, Intermediary Supervision Department, for nine months in 2008/2009.  During the period, she was responsible for supervising different types of SFC licensed intermediaries including the security broker firms, fund managers and investment advisors.  She also assisted to draft the SFC circular for the distribution to the licensed corporations.

Helen is a member of the Hong Kong Institute of Certified Public Accountants ("HKICPA") and the Association of Chartered Certified Accountants ("ACCA").  She is also a charter holder of Chartered Financial Analyst.

Contact details

Tel: +[852] 2289 2741

Email

Specialty

  • Audit
  • Assurance and Business Advisory