Our financial services regulatory advisory services practice

We are a team of dedicated regulatory specialists within the Financial Services Practice of PricewaterhouseCoopers, who have hands-on experience in advising and assisting our clients in meeting compliance obligations and regulatory challenges.
  
Our team has a unique blend of regulatory expertise and comprises former accountants, lawyers, former regulators and industry professionals.  The team is also populated by consultants who have a mix of process, controls and technology credentials who focus on bringing "change" to your organisation.  Moreover, we work closely with PwC's global network of professionals, which enables us to assist our clients anywhere in the world.
 
We can help you manage business and regulatory risks, particularly in the areas of:
  • Licensing and authorisation
  • Investment product authorisation
  • Governance, oversights, systems and controls
  • Keeping pace with regulatory changes
  • Fraud and breaches remediation
  • Legal entity structures
  • Regulatory filing and reporting

Get our service brochure

Learn more by downloading our capability statement (pdf file, 223KB).