Suitability obligations of asset managers in Hong Kong

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Nov 2017

The compliance of suitability obligations is one of the key focus areas of the regulators. Given the complexity of regulatory requirements on the asset and wealth management industry, is it time for you, as an asset manager in Hong Kong, to reassess and enhance your suitability programme? This flyer outlines the common challenges faced by asset managers when seeking to comply with suitability obligations and the support PwC can provide you to enhance your compliance programme so as to cope with these requirements.

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Helen Li
Tel: +[852] 2289 2741

Carlyon Knight-Evans
Tel: +[852] 2289 2711

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