Strengthening your governance and internal controls framework

Dec 2017

The SFCs Supervisory and Enforcement divisions recently reaffirmed they will look to hold Senior Management and Managers-In-Charge personally accountable for poor governance and improper conduct and will take disciplinary action as necessary to ensure compliance.  In response we have released this flyer outlining the key areas and challenges faced by Licensed Corporations in maintaining a sound governance and internal control framework. In the flyer we have set out the key principles of a strong governance and internal controls framework and how we can help ensure ongoing compliance with the SFCs expectation in this area. 

Contact us

Carlyon Knight-Evans
Tel: +[852] 2289 2711

Helen Li
Tel: +[852] 2289 2741

Duncan Fitzgerald
Partner, PwC Hong Kong
Tel: +[852] 2289 1190

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