Financial services risk and regulation - Regulatory updates newsletter Nov 2017

Nov 2017

During late October and November, regulators have been active in publishing a number of consultations conclusions, and updated regulatory rules, including revisions of SPMs issued by the HKMA, gazettes of two Banking Rules 2017 and the Banking Notice 2017, and the consultation conclusions on proposals to enhance asset management regulation and point-of-sale transparency. Please refer to the newsletter to learn more of all relevant circulars or rules issued.

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Emily Lam

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