The conclusions of the Securities and Futures Commission's consultation on the Proposed Guidelines on Online Distribution and Advisory Platforms were released on 28 March 2018. These guidelines will come into effect on 6 April 2019. The guidelines include:
This publication outlines the common challenges faced by firms offering online sale of investment products and how PwC can assist your firm in meeting the regulatory requirements.
Ho Kee Fu
Partner, PwC Hong Kong
Tel: + 2289 2721