Financial services risk and regulation - Regulatory updates newsletter (October 2020)
October 2020
The key updates in the October edition include:
- HKMA findings of Mystery Shopping Programme (MSP) on Selling Practices for Investment and Insurance Products
- SFC circular on the electronic dissemination of investment product documents
- HKMA Circular on the Implementation of AML/CFT Surveillance Capability Enhancement Project
- LIBOR Reform Updates
- HKMA Shares Practices of AIs and Expected Standards on Life Insurance Policy Replacement
- Insurance Authority Regulatory Updates
- Other Regulatory Updates
We have summarised the details of these key updates in this newsletter.
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Mainland China and Hong Kong Corporate Treasury Leader, PwC Hong Kong
Tel: +[852] 2289 2313
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