Financial services risk and regulation - Regulatory updates newsletter (October 2020)

October 2020

The key updates in the October edition include:

  • HKMA findings of Mystery Shopping Programme (MSP) on Selling Practices for Investment and Insurance Products
  • SFC circular on the electronic dissemination of investment product documents
  • HKMA Circular on the Implementation of AML/CFT Surveillance Capability Enhancement Project
  • LIBOR Reform Updates
  • HKMA Shares Practices of AIs and Expected Standards on Life Insurance Policy Replacement
  • Insurance Authority Regulatory Updates
  • Other Regulatory Updates

We have summarised the details of these key updates in this newsletter.

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Emily Lam

Partner, PwC Hong Kong

Tel: +[852] 2289 1247

Adams Chan

Partner, PwC Hong Kong

Tel: +[852] 2289 2784

Ho Kee Fu

Partner, PwC Hong Kong

Tel: +[852] 2289 2721

Helen Li

Partner, PwC Hong Kong

Tel: +[852] 2289 2741

Billy Wong

Hong Kong Insurance Leader, PwC Hong Kong

Tel: +[852] 2289 1259

Amy Yeung

Partner, PwC Hong Kong

Tel: +[852] 2289 1245

Ilka Vazquez

Partner, PwC Hong Kong

Tel: +[852] 2289 6565

Ian Farrar

Mainland China and Hong Kong Corporate Treasury Leader, PwC Hong Kong

Tel: +[852] 2289 2313

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