Regulatory Hot Issues - March 2018

March 2018

It can become difficult to keep track of regulatory updates when new regulations and guidelines are issued on a piecemeal basis almost everyday. “Regulatory Hot Issues” aims to provide you with a recap on some of the most pertinent areas that are challenging financial institutions in Hong Kong. The first edition of “Regulatory Hot Issues” looks through the lens of local regulations, covering topics such as suitability, financial product distribution, financial intermediaries, and Bank Culture Reform, and also at broader global regulations that impact Hong Kong, including MiFID II and the General Data Protection Regulation.

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Matthew Phillips

China and Hong Kong Financial Services Leader, PwC Hong Kong

Tel: +[852] 2289 2303

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