FMCC newsletter series - Have you got your ducks in a row?

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The revised Fund Manager Code of Conduct (FMCC) will be effective on 17 November 2018. How ready are fund managers for achieving compliance? This newsletter series will touch on some areas which we believe will present challenges for industry players, as well as highlighting some key considerations fund managers should take into account in their compliance journey.

Edition 1 - 27 July 2018

This first edition focuses on some of the key requirements within the revised FMCC which are relevant to Discretionary Account (DA) managers. It further outlines a potential roadmap for industry players to follow on their path to complying with the revised FMCC.

PwC Capabilities

Our experienced team of regulatory professionals are able to assist you in a range of areas to ensure your ongoing compliance with regulatory expectations:

  • Licensing applications.
  • Policy, procedure and control design and implementation support.
  • Ongoing compliance support.
  • Mock regulatory reviews and regulation gap assessments.
  • Staff compliance training.

Should you have any questions, or would like to know more about our capabilities, please feel free to contact any of the contacts listed in the newsletter or in the Contact Us section below.

Contact us

Carlyon Knight-Evans
Partner
Tel: +[852] 2289 2711
Email

Helen Li
Partner
Tel: +[852] 2289 2741
Email

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