Investor suitability

Feb 2017

Given the heightened focus of the regulators on suitability compliance, and the complexity of the regulatory requirements, is it time for your financial institution to reassess its suitability programme?

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Duncan Fitzgerald
Partner
Tel: +[852] 2289 1190
Email

Adams Chan
Partner
Tel: +[852] 2289 2784
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Rick Heathcote
Partner
Tel: +[852] 2289 1155
Email

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